Securities Litigation

The securities industry is a fast-paced, ever changing industry governed by a complex set of stringent rules and regulations.  We are here to help guide you through that complicated landscape, advocating you in the civil, criminal and regulatory realms.  Broker-dealers, registered representatives and investment advisors face exposure to a broad spectrum of litigation and regulatory proceedings.  Our role is to earnestly protect the interests of those parties whether the investigation and/or proceeding concerns market manipulation, insider trading or a myriad of other rule violations.  

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